Continuous Improvement

Implementation and Management of Continuous Improvement

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To define detail, scope and purpose.

Development

This information can be used to develop food safety and quality programs that meet the requirements of modern Regulatory, Customer and Industry Standards:

  • We take the time to explain the expectations and requirements of food safety and quality compliance as these relate to your food safety and quality programs.
  • You may choose to use our Premium Resources to build, enhance or upgrade your food safety and quality program.
  • We encourage you to share this webpage with any food compliance associates and peers you believe may benefit from our commitment to providing our users with user friendling information and resources to a achieve superior Food Compliance Culture.
  • We welcome your suggestions for additions of general or specific content through the haccp.com Contact Page.

Key Definitions for Continuous Improvement

  • Continuous Improvement: To raise the performance of an organization through an ongoing process of identifying and improving missions, goals, objectives, and action strategies through activities that may include but not be limited to internal reviews, internal or external assessments, service user feedback, complaints, and other service delivery issues.
  • Key Performance Indicator or KPI: A quantitative or qualitative measure that enables the overall delivery of a service to be assessed against the goals or targets set by an entity in its strategic plan. A KPI is also commonly known as a KRA or Key Result Area.

Continuous Improvement Development

When considering the development, documentation, and implementation of Continuous Improvement within food safety and quality management systems, the following information should be considered to ensure effective outcomes:

About Continuous Improvement

Continuous improvement is all about developing and maintaining systems through which the business can always improve. The term continuous improvement refers to an ongoing need to improve the effectiveness of a management system. The effectiveness of any food safety or food quality system can be continually improved through the use of communications, management reviews, internal audits, corrective actions, system updates, and verification and validation activities.

Continuous Improvement is more of a philosophy than a process or system. It requires everyone in the food business, from the senior management through to the operational team members to adopt a mindset of continuously looking for ways to improve processes and systems by making them efficient and effective. In most contemporary food businesses, continuous improvement usually takes the form of process improvement activities or projects. A process improvement activity or project is a planned and structured activity to improve a process so that one or more of its outcomes are replaced by a more efficient or effective outcome.

Continuous Improvement relies on the following attributes to ensure success in the intended scope and purpose of the application:

  • A commitment by all staff to continuous improvement of processes, products, courses, and services;
  • Input and involvement of all stakeholders in identifying and implementing quality Improvements;
  • Systematic use of qualitative and quantitative feedback as the basis for identifying and prioritizing improvement opportunities.

The benefits of continuous improvement include market leadership through managing and applying a commitment to continually improving business performance, the ability to ensure customer requirements are met, and customer expectations are exceeded through flexibility and quick reaction to customer demand, consistency in the business approach to improving operational capabilities, increased participation from people through training in the tools and methods of continual improvement, the ability to measure continuous improvement through the establishment of goals and targets, and through the acknowledgment of improvement activities.

Continuous Improvement Development Key Points

  • Continuous Improvement programs must be developed to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • The Senior Management of your business facilitates a commitment to ensuring adequate resources for the development of your Continuous Improvement program;
  • Should you require additional resources for the development of Continuous Improvement program elements, please discuss this with the relevant Senior Management representative;
  • A properly developed Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • A poorly-developed Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

To establish the developed detail in a viewable format to facilitate information.

Documentation

Document: A document provides guidance and/or direction for performing work, making decisions, or rendering judgments that affect the safety or quality of the products or services that customers receive.

Documented policies, procedures, work instructions, and schedules form the basis of any food safety and quality management system. The following documentation formats may be considered to ensure ongoing compliance with specified requirements for Continuous Improvement:

  • Continuous Improvement policy;
  • Continuous Improvement development procedures;
  • Continuous Improvement implementation procedures and work instructions;
  • Continuous Improvement monitoring procedures;
  • Continuous Improvement of corrective and preventative action procedures;
  • Continuous Improvement verification schedule;
  • Continuous Improvement verification procedures;
  • Continuous Improvement validation schedule;
  • Continuous Improvement validation procedures;
  • Continuous Improvement training procedures.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Documentation requirements in relation to their items.

You may wish to visit the Continuous Improvement Templates section of haccp.com for examples of Continuous Improvement documentation, record, and resource formats commonly applied within food safety and quality systems.

Continuous Improvement Documentation Key Points

  • Continuous Improvement programs must be documented to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • All documented Continuous Improvement program elements must be controlled to ensure compliance;
  • Key documented Continuous Improvement program elements should be available to your business team at all times to ensure they can facilitate required tasks;
  • A properly documented Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • A poorly documented Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

To facilitate the application of the documentation.

Implementation

Implementation: Implementation is the application of documented food safety and quality system elements into the actual business operation.

The implementation of Continuous Improvement within any food business requires genuine commitment from senior management, staff, and visitors to ensure the nominated goals of implementation are achievable on an ongoing basis. It is a step that requires significant planning and consideration of general and specific food business circumstances to ensure the outcomes of Continuous Improvement do not negatively impact the safety and quality of the food items dispatched from the business.

Implementation of Continuous Improvement must include a clear definition of responsibilities and authorities for all levels of participation by senior management, staff, and visitors to the site.

When implementing Continuous Improvement within the food safety and quality system, you may wish to consider the following requirements before completion:

  • Communication and display of the Continuous Improvement policy;
  • Completion of Verification and Validation of Continuous Improvement development procedures;
  • Availability of Continuous Improvement implementation procedures and work instructions;
  • Availability of Continuous Improvement monitoring procedures and record templates where applicable;
  • Availability of Continuous Improvement corrective and preventative action procedures and record templates where applicable;
  • Availability of the Continuous Improvement verification schedule;
  • Availability of Continuous Improvement verification procedures;
  • Availability of the Continuous Improvement validation schedule;
  • Availability of Continuous Improvement validation procedures;
  • Completion of Continuous Improvement training procedures;
  • Completion of product design and development requirements related to Continuous Improvement;
  • Completion of process design and development requirements related to Continuous Improvement;
  • Completion of training for team members who have responsibilities and involvement within Continuous Improvement;
  • Completion of competency approval for team members who have responsibilities and involvement within Continuous Improvement.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Implementation requirements in relation to their items.

Continuous Improvement Implementation Key Points

  • Continuous Improvement programs must be Implemented to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • Your Continuous Improvement program must be fully implemented as per relevant documented Policies, Procedures, and Work Instructions;
  • The implementation of Continuous Improvement requires a commitment to the provision of resources by the Senior Management of your business;
  • A properly implemented Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • A poorly implemented Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

To review, confirm and document evidence of the implementation against documented limits.

Monitor

Monitoring: Monitoring is the act of reviewing and confirming measurable parameters of a defined process or product status.

Monitoring requirements within food industry sectors are generally identified against limits of acceptability defined within HACCP plans, implementation procedures, and work instructions. Monitoring usually includes some element of record-keeping, which may be maintained manually or through digital systems. It is important to consider that advancements in technology have spawned many systems and processes which are self-monitored and or self-adjusted when variances are identified. Regardless of the system used; the goal of any monitoring activity is to provide sufficient evidence that any limit of acceptability has been met.

Traditional Continuous Improvement monitoring requirements include manual recording and the application of corrective actions when the results of monitoring are found to be outside acceptable limits. Corrective Actions should also generally be strongly linked to the monitoring process where applied to ensure full traceability of the applied actions.

Common monitoring activities and record formats may apply to Continuous Improvement:

  • Management Review Meeting Minutes: The format of Management Review meeting minutes commonly includes Review Date, Review Start and Finish Time, Attendees, Apologies, Previous Meeting Outcomes, and Outstanding Items, Current Meeting Agenda, Management Review Scope and Purpose, Standard Updates, HACCP Manual, Policy Objectives, Production and Process Performance, Product Conformity, Specifications, KPI Review Customer Complaints including Trending for number and type of complaints, Allergen Management, Preventative and Corrective Actions, Internal and External Audit Review, Product Verification Activities, Food Safety and Quality System Verification Activities.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Monitoring requirements in relation to their items.

You may wish to visit the Continuous Improvement Templates section of haccp.com for examples of Continuous Improvement documentation, record, and resource formats commonly applied within food safety and quality systems.

Continuous Improvement Monitoring Key Points

  • Monitoring provides real-time confirmation and evidence that your risk-based FS&Q Controls are effectively implemented;
  • Continuous Improvement programs must be monitored to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • Monitoring of Continuous Improvement must be facilitated as per relevant documented Policies, Procedures, and Work Instructions;
  • Nominated monitoring records for Continuous Improvement must be maintained as per relevant documented Policies, Procedures, and Work Instructions;
  • A properly monitored Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • A poorly monitored Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

To apply “real time” interventions to documented monitoring limits.

Corrective Action

Corrective Action: Corrective action is mandatory action to be taken when a deviation to the Quality System occurs, particularly in relation to a Critical Control Point.

Preventative Action: At any step in the process where a hazard has been identified, preventive action must be put into place to prevent re-occurrence.

Corrective Action and Preventative Action are implemented to ensure that any identified non-conformance issues are documented, investigated, and rectified within appropriate time frames. Corrective action is any action applied to regain control over a product, process, policy, or procedure that has been identified as being non-conforming or outside nominated limits of acceptability. Preventative action is any action applied to prevent any identified non-conformance from reoccurring.

The outcomes of corrective and preventative actions should result in regained process control after effective application. Specified corrective actions are commonly linked to the HACCP Plans and the food business certification process.

Below are Corrective Action and Preventative Action examples which may be associated with Continuous Improvement related non-conformance:

  • Review of the Continuous Improvement policy;
  • Review of Continuous Improvement development procedures;
  • Review of Continuous Improvement implementation procedures and work instructions;
  • Review of Continuous Improvement monitoring procedures;
  • Review of Continuous Improvement corrective and preventative action procedures;
  • Review of the Continuous Improvement verification schedule;
  • Review of Continuous Improvement verification procedures;
  • Review of the Continuous Improvement validation schedule;
  • Review of Continuous Improvement validation procedures;
  • Review of Continuous Improvement training procedures;
  • Re-training in Continuous Improvement;
  • Review of management review activities to include Continuous Improvement as an agenda item;
  • Initiation of ‘product hold’ procedures where safety or quality may be compromised;
  • Initiation of a product recall or product recall procedures where investigations show that there is a substantial safety and or quality risk to the released product;
  • Contacting stakeholders including customers regarding any confirmed or potential Continuous Improvement concerns involving their product.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Corrective Action requirements in relation to their items.

You may wish to visit the Corrective Action and Preventative Action section of haccp.com for examples of best practice applications for this food safety and quality system element.

Continuous Improvement Corrective Action and Preventative Action Key Points

  • The implementation of Corrective Action and Preventative Action provides confidence that your FS&Q Program is effectively implemented and that FS&Q criteria are being met;
  • Where deviations or variations are observed, Corrective Action and Preventative Actions must be facilitated to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • Corrective Action and Preventative Action of Continuous Improvement must be facilitated as per relevant documented Policies, Procedures, and Work Instructions;
  • Records of Corrective Action and Preventative Action must for Continuous Improvement be maintained as per relevant documented Policies, Procedures, and Work Instructions;
  • Proper application of Corrective Action and Preventative Action for your Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • Poor application of Corrective Action and Preventative Action for your Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

To review and confirm documented monitoring and corrective actions against documented parameters.

Verify

Verification: The act of reviewing, inspecting, testing, checking, auditing, or otherwise establishing and documenting whether items, processes, services, or documents conform to specified requirements.

Verification is the detailed review of all food safety and quality system elements to confirm that they are effectively developed, documented, implemented, monitored, and reviewed. All food safety and quality system elements, including documented policies, procedures, training, HACCP plans, and their operational applications must be verified on an ongoing scheduled basis. The verification process commonly includes a defined schedule for which verification activities are required, how often they are conducted, who is responsible, and detailed documented procedures for each nominated verification activity.

The general goal of an established verification process is to ensure any systemic non-conformance issues are identified and rectified within an appropriate time frame. When non-conformance issues are identified through the verification process, Corrective Actions and Preventative Actions should be implemented to ensure they do not impact the effectiveness of the food safety and quality system.

The following examples of verification activities may apply to Continuous Improvement:

  • Review of the Continuous Improvement policy;
  • Review of Continuous Improvement development procedures;
  • Review of Continuous Improvement implementation procedures and work instructions;
  • Review of Continuous Improvement monitoring procedures;
  • Review of Continuous Improvement monitoring records;
  • Review of Continuous Improvement corrective and preventative action procedures;
  • Review of the Continuous Improvement verification schedule;
  • Review of Continuous Improvement verification procedures;
  • Review of the Continuous Improvement validation schedule;
  • Review of Continuous Improvement validation procedures;
  • Review of Continuous Improvement training procedures;
  • Review of Continuous Improvement performance since the last review and historically;
  • Analytical testing of product or process to ensure the effectiveness of Continuous Improvement;
  • Inclusion of Continuous Improvement as an agenda item within the Management Review Process.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Verification requirements in relation to their items.

You may wish to visit the Verification Activities section of haccp.com for examples of best practice applications for this food safety and quality system element.

Continuous Improvement Verification Key Points

  • Your verification program provides evidence that your FS&Q Controls have worked;
  • Continuous Improvement programs must be verified to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • The verification of Continuous Improvement must be facilitated as per relevant documented Policies, Procedures, and Work Instructions;
  • Nominated verification records for Continuous Improvement must be maintained as per relevant documented Policies, Procedures, and Work Instructions;
  • A properly verified Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • A poorly verified Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

To confirm the documented monitoring or procedural limits.

Validate

Validation: The process of gathering evidence to provide a scientific basis for the documented act of demonstrating that a procedure, process, and activity will consistently lead to the expected results. It often includes the qualification of systems and equipment.

Validation is the provision of evidence to support the limits of control or acceptability for food safety or quality parameters nominated within systemic elements. Limits of control or acceptability are commonly included within documented food safety and quality systems elements such as procedures, HACCP plans, and specifications.

Common sources of validation include regulatory and legislative standards, finished product specifications and customer requirements, industry codes of practice and guidelines, verified and validated research, historical product, and process control outcomes, and analytical testing.

The general goal of an established validation process is to ensure any systemic non-conformance issues are identified and rectified within an appropriate time frame. When non-conformance issues are identified through the verification process, Corrective Actions and Preventative Actions should be implemented to ensure they do not impact the effectiveness of the food safety and quality system.

Validation activities are commonly defined within the verification schedules and procedures of established food safety and quality management systems.

The following examples may apply to validation of the limits of control or acceptability for Continuous Improvement:

  • Confirmation of nominated food safety and food quality control limits for Continuous Improvement. These limits may apply to regulatory, industry, customer, or finished product specifications;
  • Confirmation of analytical testing methods being used to confirm the effectiveness of Continuous Improvement and ensure the accuracy of outcomes.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Validation requirements in relation to their items.

You may wish to visit the Validation Activities section of haccp.com for examples of best practice applications for this food safety and quality system element.

Continuous Improvement Validation Key Points

  • Your validation program provides evidence that your FS&Q Controls will work;
  • Continuous Improvement programs must be validated to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • The validation of Continuous Improvement must be facilitated as per relevant documented Policies, Procedures, and Work Instructions;
  • Nominated validation records and supporting documentation for Continuous Improvement must be maintained as per relevant documented Policies, Procedures, and Work Instructions;
  • A properly validated Continuous Improvement program will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • A poorly validated Continuous Improvement program will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

Skills, knowledge and competency requirements to facilitate development, documentation, implementation, monitoring, corrective action, verification and validation of every Food Safety and Quality System Element.

Skills and Knowledge

Skills and Knowledge: Skills and knowledge are attributes of human interactions commonly linked to competency within any specific job-related task.

Training and competency requirements for Continuous Improvement must be ongoing, including regularly scheduled reviews to ensure the effectiveness of training and competency outcome.

Team members who have defined responsibilities regarding Continuous Improvement should have knowledge including:

  • Basic Continuous Improvement requirements;
  • Positive outcomes of Continuous Improvement;
  • Negative outcomes of a lack of Continuous Improvement;
  • Current Continuous Improvement procedures, methods, and techniques;
  • General operational, corporate, and social awareness regarding Continuous Improvement;
  • Regulatory, industry, and customer requirements regarding Continuous Improvement.

Team members who have defined responsibilities regarding Continuous Improvement should have skills including:

  • Competency regarding basic Continuous Improvement;
  • Effective application of current Continuous Improvement procedures, methods, and techniques;
  • The basic development, documentation, and implementation of HACCP and Prerequisite Programs within the food industry sector.

Team members who have defined responsibilities regarding Continuous Improvement should have access to resources including:

  • Continuous Improvement training;
  • Continuous Improvement associations and events;
  • Regulatory standards, industry and customer information, and updates regarding Continuous Improvement;
  • Incidents within the food industry sector regarding Continuous Improvement;
  • Commitment to Continuous Improvement by senior management;
  • Suitably qualified food industry professionals with verified experience in Continuous Improvement;
  • Effective communication systems including email, internet, and phone through which Continuous Improvement information can be sent and received within suitable timeframes.

If your food business supplies foodstuffs manufactured to a customer’s specifications, it is important to consider any specific Continuous Improvement Training, Competency, and Resources requirements in relation to their items.

You may wish to visit the Training, Competency, and Resources section of haccp.com for examples of best practice applications for this food safety and quality system element.

Continuous Improvement Training, Skills, and Knowledge Key Points

  • Your Training, Skills, and Knowledge program ensures all participating personnel, visitors, and contracted have the required skills and knowledge to effectively facilitate the requirements of your FS&Q Program;
  • Training, Skills, and Knowledge programs for Continuous Improvement must be facilitated to meet relevant Regulatory, Industry, and Customer standards and requirements;
  • Training, Skills, and Knowledge programs for Continuous Improvement must be facilitated as per relevant documented Policies, Procedures, and Work Instructions;
  • Training, Skills, and Knowledge records for Continuous Improvement must be maintained as per relevant documented Policies, Procedures, and Work Instructions;
  • Properly applied Training, Skills, and Knowledge programs for Continuous Improvement will provide a strong framework for your business to maintain compliance with relevant Regulatory, Industry, and Customer standards and requirements;
  • Poorly applied Training, Skills, and Knowledge programs for Continuous Improvement will not fully support your business and may contribute to significant non-compliance against Regulatory, Industry, and Customer standards and requirements.

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